Posted on October 20, 2016 by Soren Dreier
Author: Ava Kofman
A broad coalition of over 50 civil liberties groups delivered a letter to the Justice Department’s civil rights division Tuesday calling for an investigation into the expanding use of face recognition technology by police. “
Safeguards to ensure this technology is being used fairly and responsibly appear to be virtually nonexistent,” the letter stated. The routine unsupervised use of face recognition systems, according to the dozens of signatories, threatens the privacy and civil liberties of millions — especially those of immigrants and people of color.
These civil rights groups were provided with advance copies of a watershed 150-page report detailing — in many cases for the first time — how local police departments across the country have been using facial recognition technology. Titled “The Perpetual Lineup,” the report, published Tuesday morning by the Georgetown Center on Privacy & Technology, reveals that police deploy face recognition technology in ways that are more widespread, advanced, and unregulated than anyone has previously reported.
“Face recognition is a powerful technology that requires strict oversight. But those controls by and large don’t exist today,” said Clare Garvie, one of the report’s co-authors. “With only a few exceptions, there are no laws governing police use of the technology, no standards ensuring its accuracy, and no systems checking for bias. It’s a wild west.”
Of the 52 agencies that acknowledged using face recognition in response to 106 records requests, the authors found that only one had obtained legislative approval before doing so. Government reports have long confirmed that millions of images of citizens are collected and stored in federal face recognition databases. Since at least 2002, civil liberties advocates have raised concerns that millions of drivers license photos of Americans who have never been arrested are being subject to facial searches — a practice that amounts to a perpetual digital lineup. This report augments such fears, demonstrating that at least one in four state or local law enforcement agencies have access to face recognition systems.
Among its findings, the report provides the most fine-grained detail to date on how exactly these face recognition systems might disproportionately impact African-Americans. “Face recognition systems are powerful — but they can also be biased,” the coalition’s letter explains. While one in two American adults have face images stored in at least one database, African-Americans are more likely than others to have their images captured and searched by face recognition systems.
In Virginia, for instance, the report shows how state police can search a mug shot database disproportionately populated with African-Americans, who are twice as likely to be arrested in the state. Not only are African-Americans more likely to be subject to searches, according to the report, but this overrepresentation puts them at greatest risk for a false match.
These errors could be compounded by the fact that some face recognition algorithms have been shown to misidentify African-Americans, women, and young people at unusually high rates. In a 2012 study co-authored by FBI experts, three algorithms that were tested performed between 5 and 10 percent worse on black faces than on white faces. And the overall accuracy of systems has been shown to decrease as a dataset expands. The Georgetown report interviewed two major facial recognition vendors which said that they did not test for racial basis, despite the fact that systems have been shown to be far from “race-blind.”
First Amendment Concerns
The Georgetown report shows for the first time that at least five major police departments have “run real-time face recognition off of street cameras, bought technology that can do so, or expressed a written interest in buying it.” They warn that such real-time surveillance tracking could have serious implications for the right to associate privately.
“This is the ability to conduct a real time digital manhunt on the street by putting people on a watchlist,” explained Alvaro Bedoya, the executive director of the Georgetown Center and one of the report’s co-authors. “Now suddenly everyone is a suspect.” Real-time recognition, he added, could have a chilling effect on people engaging in civil conduct. “It would be totally legal to take picture of people obstructing traffic and identify them.”
Indeed, as the ACLU revealed last week, face recognition systems were used to track Black Lives Matter protesters in Baltimore. “There’s a question of who is being subjected to this kind of facial recognition search in the first place,” David Rocah, a staff attorney at the ACLU of Maryland, told the Baltimore Sun. “Is it only Black Lives Matter demonstrators who get this treatment? Are they drawing those circles only in certain neighborhoods? The context in which it’s described here seems quintessentially improper.”
Bedoya pointed out that these systems in Baltimore uploaded social media photographs of protestors into these systems to conduct real-time street surveillance. “It turns the premise of the Fourth Amendment on its head,” he added.
The Georgetown report shows that some departmental policies allow for face recognition algorithms to be used in the absence of an individualized suspicion, which means the technology could conceivably be used to identify anyone. At least three agencies, according to the report, allow face recognition searches to identify witnesses of a crime in addition to criminal suspects.
As privacy organizations have previously noted, the FBI’s federal database includes and simultaneously searches photographic images of U.S. citizens who are neither criminals or suspects. The Georgetown report likewise shows that some state databases include mug shots, while others include both mug shots and driver’s license photos.
In a landmark Supreme Court decision on privacy, in which the justices unanimously concluded that the prolonged use of an unwarranted GPS device violated the Fourth Amendment, Justice Sotomayor wondered whether “people reasonably expect that their movements will be recorded and aggregated in a manner that enables the government to ascertain, more or less at will, their political and religious beliefs, sexual habits, and so on.”
Of the 52 agencies found by the report to have used face recognition, however, only one department’s policy explicitly prohibited officers from “using face recognition to track individuals engaging in political, religious, or other protected free speech.”
Apart from some news stories focusing on the policies of specific departments, most notably those of San Diego County, reporting on law enforcement’s use of face recognition technology has been scarce. Departments themselves have not been forthcoming about their use of the technology to identify suspects on the streets and to secure convictions. And many of the documents obtained by privacy organizations about face recognition programs largely date to 2011, prior to the federal face program’s full implementation.
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